We are seeking a dedicated Training and Competence Supervisor to join our team of supervision experts, supporting our network of partner firms, advisers, and practice supervisors.
This role plays a key part in upholding the high standards of quality and risk oversight that define the Openwork approach.
You will have the opportunity to effectively collaborate with a range of internal stakeholders and be a trusted and integral business partner.
The benefits:
- Salary -up to £60,000
- Bonus scheme - on target bonus -10%
- An annual car allowance of £4236
- Pension scheme - contribute up to 5% of your salary and Openwork will match you and put in an extra 5%
- Critical illness cover
- Income protection - 1x salary
- Death in service - 4x salary
- 25 days holiday + bank holidays, with the opportunity to buy up to an additional 10 days
- A range of other flexible benefits to include private medical insurance, dental insurance and much more.
Your responsibilities will include:
- Deliver Supervision according to Openwork’s’ Assurance Model and Supervision Framework
- Ensure effective oversight and engagement of Practice Supervisors where appropriate
- Ensure risk management approach is applied in a tailored and impactful way including effective root cause analysis and remedial actions; positive and collaborative engagement with Partner Firms/Advisor; evidence of good customer outcomes being achieved through intervention
- Uses MI/Data and critical thinking to identify patterns/root cause and focus Supervision priorities
- Influences positive attitudes and behaviors towards conduct, competence and client outcomes across all stakeholders
- Effectively balance commerciality and regulatory risk in the performance of role
- Ownership of own Supervision activities planning and organizing, ensuring regulatory requirements are met and that focus is proactive to address emerging risks