As a Wealth Advice Assessor, you’ll play a crucial role in ensuring the quality and compliance of pension and investment advice at The Openwork Partnership.
Ensuring that the advice complies with current regulation and Openwork’s COB Suitable Advice framework, you'll review both the advice and the Suitability Report, providing feedback to advisers and suggested improvements, where necessary.
This is a hybrid role, based 2/3 days a week in our Swindon office.
What we offer:
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Salary - up to £38,000 DOE
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Bonus scheme - on target bonus - 7.5%
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Pension scheme - contribute up to 5% of your salary and Openwork will match you and put in an extra 5%
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25 days holiday + bank holidays, with the opportunity to buy up to an additional 10 days
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A range of other flexible benefits to include private medical insurance, dental insurance and much more.
Key Accountabilities:
- Assess client files in accordance with the business and regulatory standards fully utilising the checklists in place for audit control.
- Achievement of productivity measures which ensures overall team achievement of service level agreements.
- Effective management of case pipeline, including outstanding queries with adviser.
- Record the results of the assessment accurately and concisely.
- To be a positive role model, committed to embedding The Openwork Partnership’s behaviours.
- To provide courteous and consistent support to team members, advisers, and supervisors to improve quality
- Working effectively with the appropriate Operations, Contract Services and Compliance teams to improve advice quality across the partnership
- Escalation of Exceptions and Trends
- Timely reporting of potential breaches and unsuitable advice