As part of a team of Training & Competence Supervision experts, you will deliver quality and risk oversight to Openwork’s Partner Firms, Advisers and practice supervisors to the Openwork standard. Effectively collaborate with a range of internal stakeholders, be a trusted and integral business partner whilst adopting a continuous improvement approach to all things: seeking to evolve ways of working aligned to Openwork’s strategic aims.
The benefits:
- Salary - up to £60,000
- Bonus scheme - on target bonus 10%
- An annual car allowance of £4,236
- Pension scheme - contribute up to 5% of your salary and Openwork will match you and put in an extra 5%
- Critical illness cover
- Income protection - 1x salary
- Death in service - 4x salary
- 25 days holiday + bank holidays, with the opportunity to buy up to an additional 10 days
- A range of other flexible benefits to include private medical insurance, dental insurance and much more.
Your responsibilities will include:
- Deliver Supervision according to Openwork’s’ Assurance Model and Supervision Framework
- Ensure effective oversight and engagement of Practice Supervisors where appropriate
- Ensure risk management approach is applied in a tailored and impactful way including effective root cause analysis and remedial actions; positive and collaborative engagement with Partner Firms/Advisor; evidence of good customer outcomes being achieved through intervention
- Uses MI/Data and critical thinking to identify patterns/root cause and focus Supervision priorities
- Influences positive attitudes and behaviors towards conduct, competence and client outcomes across all stakeholders
- Effectively balance commerciality and regulatory risk in the performance of role
- Ownership of own Supervision activities planning and organizing, ensuring regulatory requirements are met and that focus is proactive to address emerging risks