Come and join Omnis Investments as a Platform Compliance Specialist, where you’ll play a key role in providing second-line Compliance support across the Omnis platform.
You’ll provide advice, oversight and assurance to support regulatory compliance and good customer outcomes, while helping to develop the Compliance framework and deliver key monitoring and governance activities.
This role is hybrid working, 3 days a week from our Swindon office.
THE BENEFITS
- Salary - up to £75,000
- Bonus scheme - on target bonus - 15%
- Pension scheme - contribute up to 5% of your salary and Openwork will match you and put in an extra 5%
- Critical illness cover
- Income protection
- Death in service - 4x salary
- 27 days holiday + bank holidays, with the opportunity to buy up to an additional 10 days
- A range of other flexible benefits to include private medical insurance, dental insurance and much more.
KEY ACCOUNTABILITIES
- Provide Compliance advice and constructive challenge on regulatory requirements, controls, new products, propositions and business change.
- Deliver risk-based Compliance monitoring and assurance, including thematic reviews, file reviews and control effectiveness testing.
- Identify, investigate and escalate Compliance issues, control weaknesses, conduct incidents, errors and breaches, ensuring remedial actions are tracked through to completion.
- Support oversight of Consumer Duty, customer outcomes and Financial Crime controls, including the triage of Financial Crime queries and concerns.
- Maintain and develop the platform Compliance framework, policies, governance documentation and regulatory obligations.
- Support horizon scanning and regulatory change, assessing potential impacts and tracking implementation activity.
- Produce Compliance reporting and management information, support governance forums and regulatory submissions, and work closely with Risk, Financial Crime, Legal and Group Compliance.